If you’re just starting on your path into the financial services industry, you’re likely overwhelmed with the number of licenses that are available to be obtained. Why are there so many licenses and which ones are right for you? Before taking any exams, you…
If you are a financial professional, there are likely several exams you will be required to pass before you can obtain your license and begin giving financial advice to your clients. For many financial professionals, this includes the Series 65 Exam, also known as…
As you embark on your career journey as a financial representative, you create your licensing to-do list and prepare to tackle the steps necessary to achieve a successful career. The first step on your list is the SIE exam, a test you must take…
If you’re just starting on your path into the financial services industry or considering expanding your opportunities in the financial services industry, you may wonder which direction you should take. Is there another registration that will enhance your career and, if so, which one? …
Get FINRA’s Firm Element Course on your LMS! Todd Rosenfeld, Chief Learning Officer at STC, discusses Firm Element. We make Securities Continuing Education (Firm Element) easy. With SCORM-wrapped courseware, you can deploy training on your own LMS.
Changes to the Series 63, Series 65, and Series 66 NASAA exams go into effect on June 12, 2023. Watch the video to know what changed. Todd Rosenfeld, Chief Learning Officer at STC, discusses 2023 changes to Series 63, 65, and 66 exams. Be…
If you’re just starting on your path into the financial services industry and have scheduled a registered representative qualification examination (e.g., Series 6 or Series 7), you should understand that there’s one additional exam on the horizon—the Series 63. After taking and passing the…
If you have looked into a career in the Securities Sector, you may have been surprised at how many exams and licenses there are available. Thankfully, not all of the exams must be taken. Determining where you want to go in your career will…
Changes to the Series 86 and Series 87 exams go into effect on May 15, 2023. Watch the video to know what will be updated. Todd Rosenfeld, Chief Learning Officer at STC, discusses 2023 changes to Series 86 and 87 exams. Be assured that…